Privacy Policy

Herges Capital Management LLC (“Herges Capital”) is committed to protecting the privacy of its clients. Proper recordkeeping is an integral part of our business practices, and all client records are maintained in compliance with the regulations of the California Department of Business Oversight, the Commodity Futures Trading Commission (CFTC), and the National Futures Association (NFA).

The types of information Herges Capital collects in connection with providing services as an investment adviser and commodity trading advisor include, but are not limited to: name and address, tax identification numbers, withholding information (where relevant), investment experience, financial background, and bank or brokerage account information. Herges Capital maintains physical, electronic, and procedural safeguards to protect all non-public personal information.

Herges Capital’s website uses cookies to improve user experience, making it easier to log in and navigate the site during future visits. Cookies also help Herges Capital analyze website traffic, estimate usage patterns, store user preferences, and customize content based on user interests. Users may refuse cookies by adjusting their browser settings to block or delete cookies; however, some features of the website may not function properly if cookies are disabled.

Herges Capital does not share any non-public personal information related to client accounts, whether currently managed or previously managed, with third parties without the consent of the client, except in the following circumstances:

1. When disclosure is necessary to provide the client with the agreed-upon services, such as to third-party service providers;
2. When shared with affiliates or other firms that assist in providing services to the client account, including administrators, custodians, brokers, or dealers;
3. When provided to financial institutions or service providers under a joint-marketing agreement; or
4. When disclosed to auditors, attorneys, regulators, or other authorities as required by law.

To the extent that information is shared with any of these entities, Herges Capital requires that each party maintain the information as confidential, to the maximum extent permitted by law.